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SEBI (Investment Advisers) Regulations 2013: A Comprehensive Analysis
Introduction The Securities and Exchange Board of India (SEBI) introduced the Investment Advisers Regulations in 2013 as a watershed regulatory framework designed to transform the
SEBI (Mutual Funds) Regulations 1996: AMC, Trustee & Investor Protection
Introduction Mutual funds are investment vehicles that pool money from many investors to buy stocks, bonds, and other securities. They allow ordinary people to access professional
SEBI (Prohibition of Insider Trading) Regulations 2015: Safeguarding Market Integrity
Introduction Insider trading happens when someone trades in a company’s shares using important information that isn’t available to the public. This is unfair because it
SEBI Takeover Code 2011: Open Offer Rules & Substantial Acquisition
Introduction The SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, commonly known as the Takeover Code, provide rules for acquiring shares in listed Indian
SEBI LODR Regulations 2015: Ensuring Corporate Transparency and Governance
Introduction The SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, commonly known as LODR Regulations, are a set of rules that companies must follow after l
SEBI ICDR Regulations 2018: IPO, FPO, Rights Issue Compliance Guide
Introduction When companies need money to grow, build factories, develop new products, or expand to new places, they often turn to the public for funds by selling shares. This proc
Depositories Act 1996: NSDL, CDSL & Dematerialisation of Securities
Introduction Before 1996, if you wanted to buy shares in India, you would get actual paper certificates. These certificates had to be kept safely, and whenever you sold shares, y
Securities Contracts Regulation Act 1956 (SCRA): Full Form Guide
Introduction The Securities Contracts (Regulation) Act of 1956, commonly known as SC(R)A, is one of the oldest financial laws in India. It was made at a time when our country had j
SEBI Act 1992: Powers, Functions & Latest Amendments (Updated 2026)
Introduction The Indian securities market has undergone a remarkable transformation over the past three decades. From a closed, broker-dominated system plagued with manipulative pr
Compensation Agreements under PIT Regulations: Legal Grey Zones
Introduction The regulation of compensation agreements involving key managerial personnel, promoters, and significant shareholders represents one of the most challenging and conten
