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IFSCA Enforcement Powers: Investigation, Penalties, Cancellation and Appeals
When an entity in GIFT IFSC receives a show-cause notice from the International Financial Services Centres Authority (IFSCA), one of the first questions is which statute governs th
RBI’s New Directions for Novation of OTC Derivative Contracts
Introduction to Novation in OTC Derivatives Contracts The Reserve Bank of India has introduced a significant regulatory framework through the Draft Reserve Bank of India (Novation
SEBI (Debenture Trustees) Regulations 1993: Safeguarding Debenture Holder Interests
Introduction The Securities and Exchange Board of India (SEBI) enacted the Debenture Trustees Regulations in 1993 to establish a regulatory framework for entities that protect the
SEBI (Credit Rating Agencies) Regulations 1999: Evolution and Effectiveness
Introduction The Securities and Exchange Board of India (SEBI) enacted the Credit Rating Agencies (CRA) Regulations in 1999 to establish a comprehensive regulatory framework for cr
SEBI (Investment Advisers) Regulations 2013: A Comprehensive Analysis
Introduction The Securities and Exchange Board of India (SEBI) introduced the Investment Advisers Regulations in 2013 as a watershed regulatory framework designed to transform the
Preferential Allotment vs. Rights Issue: Regulatory Arbitrage or Flexibility?
Introduction Capital raising represents one of the most fundamental functions of securities markets, allowing companies to finance growth, innovation, and operational requirements.
FCRA vs. FEMA: Key Differences and Legal Implications
Introduction The regulatory framework governing foreign inflows into India comprises two distinct legal regimes – the Foreign Contribution (Regulation) Act, 2010 (FCRA) and the F
Preponderance of Probabilities: Civil & SEBI Standard of Proof Explained
Authored by: Aaditya Bhatt, Advocate Bhatt & Joshi Associates General Principles of Preponderance of Probabilities Definition and Legal Basis of Preponderance of Probabilities
Chapter 7: Implications of the Adani Case for Indian Companies and Executives: Compliance with U.S. Securities Laws
Compliance with U.S. Securities Laws The Adani Group controversy underscores the far-reaching implications of the Adani case for Indian companies, prompting a fundamental reassessm
Chapter 6: Defense Strategies in Adani Indictment Case
Part 6: The Adani Group Controversy: A Landmark Case Study in Cross-Border Securities Regulation and Corporate Governance Introduction to Defense Framework The Adani Group indictme
