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Investor Protection Safeguarded: SEBI’s Vigilant Action Against Unregistered Advisors
Introduction: SEBI’s Commitment to Investor Protection The Securities and Exchange Board of India (SEBI) stands as a vigilant guardian of investor interests, ensuring the int
SEBI Regulatory Landscape: Powers, Processes, and Consequences
Part 1: Introduction The Securities and Exchange Board of India, or SEBI for short, is a regulatory agency that was established by the government of India in the year 1992 under th
SEBI Investment Advisors Regulations 2013: Legal Framework and Regulatory Compliance
Introduction The Securities and Exchange Board of India (Investment Advisors) Regulations, 2013 [1] represents a watershed moment in India’s financial regulatory landscape, e
The Securities Market Regulation: Role, Rule Making Powers and Quasi Judicial Powers of SEBI and SAT
Introduction The Indian securities market has witnessed remarkable transformation over the past few decades, evolving from an unregulated space riddled with malpractices to a sophi
